Please use this identifier to cite or link to this item: http://hdl.handle.net/10397/116451
Title: Accident investigation via LLMs reasoning : HFACS-guided chain-of-thoughts enhance general aviation safety
Authors: Liu, Q 
Li, F 
Ng, KKH 
Han, J
Feng, S
Issue Date: 15-Apr-2025
Source: Expert systems with applications, 15 Apr. 2025, v. 269, 126422
Abstract: Aviation accident investigation is crucial for preventing future accidents. However, traditional investigations in general aviation (GA) are expert-dependent and time-consuming. This study explores the potential of large language models (LLMs) to expedite this process by inferring human errors from witness narratives. Despite their promise, LLMs still struggle with domain-specific reasoning. To address this, we proposed a novel HFACS-CoT prompt that integrates the Human Factors Analysis and Classification System (HFACS) with Chain of Thought (CoT) reasoning, guiding LLMs to infer the pilot's unsafe acts and preconditions in a multi-step, two-stage process. HFACS-CoT+ further refines this prompt by sequentially guiding LLMs through each step and replacing textual instructions with programmatic logic statements. A new HFACS-labeled GA accident dataset was developed to support GA safety research as well as validate our proposed prompts. Using GPT-4o with the selected dataset, we found that HFACS-CoT significantly enhances LLMs’ ability to infer human errors, outperforming basic zero-shot, basic few-shot, auto-CoT and plan-and-solve prompts. HFACS-CoT+ further improves inference of preconditions and addresses deficiencies in answering logic. Moreover, comparative evaluations indicate that LLM surpass human experts in inferring certain human errors. This study highlights the benefits of integrating domain knowledge into prompt design and the potential of LLMs in GA accident investigations.
Keywords: Accident investigation
Chain of thought
General aviation
HFACS
Large language models
Witness narratives
Publisher: Pergamon Press
Journal: Expert systems with applications 
ISSN: 0957-4174
EISSN: 1873-6793
DOI: 10.1016/j.eswa.2025.126422
Appears in Collections:Journal/Magazine Article

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