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Title: Transformer models and convolutional networks with different activation functions for swallow classification using depth video data
Authors: Lai, DKH 
Cheng, ESW 
So, BPH 
Mao, YJ 
Cheung, SMY
Cheung, DSK 
Wong, DWC 
Cheung, JCW 
Issue Date: Jul-2023
Source: Mathematics, July 2023, v. 11, no. 14, 3081
Abstract: Dysphagia is a common geriatric syndrome that might induce serious complications and death. Standard diagnostics using the Videofluoroscopic Swallowing Study (VFSS) or Fiberoptic Evaluation of Swallowing (FEES) are expensive and expose patients to risks, while bedside screening is subjective and might lack reliability. An affordable and accessible instrumented screening is necessary. This study aimed to evaluate the classification performance of Transformer models and convolutional networks in identifying swallowing and non-swallowing tasks through depth video data. Different activation functions (ReLU, LeakyReLU, GELU, ELU, SiLU, and GLU) were then evaluated on the best-performing model. Sixty-five healthy participants (n = 65) were invited to perform swallowing (eating a cracker and drinking water) and non-swallowing tasks (a deep breath and pronouncing vowels: “/eɪ/”, “/iː/”, “/aɪ/”, “/oʊ/”, “/u:/”). Swallowing and non-swallowing were classified by Transformer models (TimeSFormer, Video Vision Transformer (ViViT)), and convolutional neural networks (SlowFast, X3D, and R(2+1)D), respectively. In general, convolutional neural networks outperformed the Transformer models. X3D was the best model with good-to-excellent performance (F1-score: 0.920; adjusted F1-score: 0.885) in classifying swallowing and non-swallowing conditions. Moreover, X3D with its default activation function (ReLU) produced the best results, although LeakyReLU performed better in deep breathing and pronouncing “/aɪ/” tasks. Future studies shall consider collecting more data for pretraining and developing a hyperparameter tuning strategy for activation functions and the high dimensionality video data for Transformer models.
Keywords: Aspiration pneumonia
Computer-aided screening
Deep learning
Dysphagia
Gerontechnology
Publisher: MDPI AG
Journal: Mathematics 
EISSN: 2227-7390
DOI: 10.3390/math11143081
Rights: © 2023 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
The following publication Lai DK-H, Cheng ES-W, So BP-H, Mao Y-J, Cheung SM-Y, Cheung DSK, Wong DW-C, Cheung JC-W. Transformer Models and Convolutional Networks with Different Activation Functions for Swallow Classification Using Depth Video Data. Mathematics. 2023; 11(14):3081 is available at https://doi.org/10.3390/math11143081.
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