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Title: Joint OSNR and frequency offset estimation using signal spectrum correlations
Authors: Zhou, J 
Lu, J 
Zhou, G 
Lu, C 
Issue Date: 1-May-2021
Source: Journal of lightwave technology, 1 May 2021, v. 39, no. 9, p. 2854-2863
Abstract: We propose an efficient and modulation-format-transparent method to jointly estimate optical signal-to-noise ratio (OSNR) and frequency offset (FO) by using signal spectrum correlations for coherent optical fiber communication systems. Based on the signal spectrum correlation analysis, a coarse FO estimation (FOE) and the corresponding compensation can be conducted after chromatic dispersion compensation (CDC). Then, OSNR monitoring can be accurately operated without deterioration caused by FO. Meanwhile, to realize fine FOE, down-sampling process of signal can be used to reduce the complexity of fast Fourier transform-based FOE (FFT-FOE) without losing FOE resolution. Simulation results show that when the OSNR is in the range of 10 to 30 dB, the proposed scheme presents an absolute OSNR estimation error lower than 0.18 dB. Finally, we experimentally demonstrate our scheme in an optical back-to-back (B2B) transmission link using 28 Gbaud dual-polarization (DP)-4/16/32-quadrature amplitude modulation (QAM) formats, and an absolute OSNR estimation error lower than 0.66 dB is achieved for OSNR ranging from 15 to 30 dB.
Keywords: Coherent communications
Optical fiber communication
Optical performance monitoring
Publisher: Institute of Electrical and Electronics Engineers
Journal: Journal of lightwave technology 
ISSN: 0733-8724
EISSN: 1558-2213
DOI: 10.1109/JLT.2021.3063251
Rights: © 2021 IEEE. Personal use of this material is permitted. Permission from IEEE must be obtained for all other uses, in any current or future media, including reprinting/republishing this material for advertising or promotional purposes, creating new collective works, for resale or redistribution to servers or lists, or reuse of any copyrighted component of this work in other works.
The following publication J. Zhou, J. Lu, G. Zhou and C. Lu, "Joint OSNR and Frequency Offset Estimation Using Signal Spectrum Correlations," in Journal of Lightwave Technology, vol. 39, no. 9, pp. 2854-2863, 1 May 2021 is available at https://doi.org/10.1109/JLT.2021.3063251.
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