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Title: On the capacity of a process with batch processing and setup times
Authors: Feng, Z 
Dawande, M
Janakiraman, G
Issue Date: Nov-2021
Source: Production and operations management, Nov. 2021, v. 30. no. 11, p. 4273-4287
Abstract: While batch processes are ubiquitous across industries, there is little understanding of the determination of the capacity (i.e., the maximum long-term output rate) of such processes. In this study, we consider processes with collaboration (activities may require multiple resources simultaneously) and multitasking (the same resource may be needed for multiple activities), and characterize the capacity of an arbitrary deterministic, single-product process with batch processing and (activity) setup times. Such a process can be viewed as an “intermittent” process in which production occurs in discrete quantities; specifically, in multiples of the batch size. To obtain a corresponding “smooth” process, we use the most natural transformation that eliminates batching and setups, and simply prorates the processing and setup time per flow unit. The main result of our analysis is that capacity remains unaffected in this transformation. Then, using recent developments in the literature on process capacity, the capacity of the transformed process can be obtained by computing the fractional chromatic number of an associated graph—this latter problem can be formulated as a linear program.
Keywords: Process capacity
Batch processing
Setup times
Collaboration
Multitasking
Publisher: John Wiley and Sons Inc
Journal: Production and operations management 
ISSN: 1059-1478
EISSN: 1937-5956
DOI: 10.1111/poms.13522
Rights: © 2021 Production and Operations Management Society
This is the peer reviewed version of the following article: Feng, Z., Dawande, M. and Janakiraman, G. (2021), On the Capacity of a Process with Batch Processing and Setup Times. Prod Oper Manag, 30: 4273-4287, which has been published in final form at https://doi.org/10.1111/poms.13522. This article may be used for non-commercial purposes in accordance with Wiley Terms and Conditions for Use of Self-Archived Versions. This article may not be enhanced, enriched or otherwise transformed into a derivative work, without express permission from Wiley or by statutory rights under applicable legislation. Copyright notices must not be removed, obscured or modified. The article must be linked to Wiley’s version of record on Wiley Online Library and any embedding, framing or otherwise making available the article or pages thereof by third parties from platforms, services and websites other than Wiley Online Library must be prohibited.
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