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Title: Three-dimensional quantitative analysis on granular particle shape using convolutional neural network
Authors: Zhang, P 
Yin, ZY 
Jin, YF 
Issue Date: Jan-2022
Source: International journal for numerical and analytical methods in geomechanics, Jan. 2022, v. 46, no. 1, p. 187-204
Abstract: To identify all desired shape parameters of granular particles with less computational cost, this study proposes a three-dimensional convolutional neural network (3D-CNN) based model. Datasets are made of 100 ballast and 100 Fujian sand particles, and the shape parameters (i.e., aspect ratio, roundness, sphericity, and convexity) obtained by conventional methods are used to label all particles. For the model training, by feeding the slice images of particles into the model, the contour of particles is automatically extracted, thereby the shape parameters can be learned by the model. Thereafter, the model is applied to predict shape parameters of new particles as model testing. All results indicate the model trained based on slice images cut from three orthogonal planes presents the highest prediction accuracy with an error of less than 10%. Meanwhile, the accuracy for concave and angular particles can be guaranteed. The rotation-equivariant of the model is confirmed, in which the predicted values of shape parameters are roughly independent of orientations of the particle when cutting slice images. Superior to conventional methods, all desirable shape parameters can be obtained by one unified 3D-CNN model and its prediction is independent of particle complexity and the number of triangular facets, thus saving computation cost.
Keywords: Grain shape
Gravels
Microscopy
Particle-scale behaviour
X-ray computed tomography
Publisher: John Wiley & Sons
Journal: International journal for numerical and analytical methods in geomechanics 
ISSN: 0363-9061
EISSN: 1096-9853
DOI: 10.1002/nag.3296
Rights: © 2021 John Wiley & Sons Ltd.
This is the peer reviewed version of the following article: Zhang, P., Yin, Z. Y., & Jin, Y. F. (2022). Three‐dimensional quantitative analysis on granular particle shape using convolutional neural network. International Journal for Numerical and Analytical Methods in Geomechanics, 46(1), 187-204, which has been published in final form at https://doi.org/10.1002/nag.3296.This article may be used for non-commercial purposes in accordance with Wiley Terms and Conditions for Use of Self-Archived Versions. This article may not be enhanced, enriched or otherwise transformed into a derivative work, without express permission from Wiley or by statutory rights under applicable legislation. Copyright notices must not be removed, obscured or modified. The article must be linked to Wiley’s version of record on Wiley Online Library and any embedding, framing or otherwise making available the article or pages thereof by third parties from platforms, services and websites other than Wiley Online Library must be prohibited.
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