A novel method for holistic collision risk assessment in the precautionary area using AIS data

Abstract

Ship collisions pose a significant threat to maritime safety, especially in congested precautionary areas with high vessel traffic density. Traditional collision risk assessment methods, such as distance to closest point of approach (DCPA) and time to closest point of approach (TCPA), often overlook environmental uncertainties and variations in human response. To address these limitations, this study proposes a novel approach for collision risk assessment using automatic identification system (AIS) data. AIS data from vessels in precautionary areas are resampled to synchronize their temporal frameworks, enabling the systematic identification of ship encounters. Each encounter is analyzed by evaluating critical parameters, including the minimum ship encounter distance (MSED), relative azimuth angles, and trajectories, within a customized ship domain model that incorporates vessel characteristics such as ship length and course. Key metrics, such as intrusion depth and time, are calculated based on vessels’ entry and exit points during each encounter. A set of collision risk indices, which integrates both intrusion depth and time, is introduced, with particular emphasis on intrusion depth due to its heightened sensitivity to proximity danger and constrained maneuvering space. An extensive analysis of vessel interactions in the precautionary area establishes a holistic collision risk index. A case study using AIS data from Ningbo–Zhoushan Port, involving a dataset of 1000 ship encounters, demonstrates the effectiveness of the proposed method. Specifically, the holistic collision risk in the No.2 precautionary area is 0.456, while the No.3 precautionary area shows a risk value of 0.443. These results confirm the effectiveness and feasibility of the proposed method for evaluating and classifying collision risks, offering a more precise and reliable framework for collision risk assessment in complex navigational environments.